[ad_1]
Benefit from the present installment of “Weekend Studying For Monetary Planners” – this week’s version kicks off with the information that the Home Monetary Providers Committee unanimously handed a invoice that will direct the SEC to conduct a examine and perform a rulemaking on the definition of a “small entity” to scale back the compliance burden on small companies, presumably together with RIAs.
Additionally in business information this week:
- Laws working its method by way of Congress would enable for digital supply of paperwork to shoppers of advisors and different monetary providers companies by default, although it has been met with some opposition
- Whereas RIAs have outpaced wirehouses when it comes to consumer asset development and headcount, business consolidation has led to a decline within the variety of RIAs, in response to a examine from Cerulli Associates
From there, we’ve got a number of articles on observe administration:
- Why serving ‘non-ideal’ shoppers is seen as the highest productiveness problem for advisors, in response to one survey
- How placing within the additional time to observe forward of consumer conferences or seminars can repay for advisors
- Why stressed-out agency homeowners would possibly take into account downsizing their consumer base fairly than promoting their agency
We even have various articles on investments:
- Whereas tax-adjusting a consumer’s portfolio generally is a beneficial service, doing so precisely might be difficult
- The potential advantages and dangers of investing in funds that have interaction in securities lending
- Why holding on to shares, fairly than shifting to money, may very well be a wise transfer, even when a recession is predicted to happen
We wrap up with 3 ultimate articles, all about expertise:
- Why LinkedIn may very well be a beneficial ‘one-stop store’ for social media customers
- How ChatGPT and different AI instruments have come underneath fireplace for utilizing printed content material on the Web to coach their fashions
- How ‘passkey’ expertise launched by Google and different internet providers might result in the tip of passwords
Benefit from the ‘mild’ studying!
[ad_2]
